ࡱ> OQN bjbj 4FJb8#$G0`bbbbbb>bbwX`` 6Šr2JXL0&bb : ToolTitleCompleted DateNotesTool 1Preparation and Planning for Conducting a QA12/1/2008CompletedTool 2Self-Assessment GuideTool 3Chief Audit Executive Questionnaire5/13/2009CompletedTool 4Audit Customer Survey7/24/2009CompletedTool 5Internal Audit Activity Staff Survey6/18/2009CompletedTool 6Interview Guide - Board (Audit Committee) MemberTool 7Interview Guide Executive to Whom the CAE Reports5/21/2009Completed with Joe Trubacz, CFOTool 8Interview Guide Senior and Operating ManagementTool 8AInterview Guide Chief Information OfficerTool 9Interview Guide Chief Audit ExecutiveTool 10Interview Guide Internal Audit Activity StaffTool 11Interview Guide External Auditor9/3/2009This is the expected completion dateTool 12IA Activity Structure and Responsibilities1/12/2009CompletedTool 13Risk Assessment and Audit Planning1/20/2009CompletedTool 14Staff Professional Proficiency2/2/2009CompletedTool 15Information Technology2/16/2009CompletedTool 16Assessing Production and Value Added3/9/2009CompletedTool 17Planning and Conducting the Engagement, Work Paper Review, Audit Report, and Monitoring ProgressPrior audits have been selected for this review, but the work will not begin until our external audit work is completeTool 18Observations and Issues WorksheetThis is where we describe the exceptions noted in any of the other tools.Tool 19Standards Compliance Evaluation SummaryThis is the summary of all the other work papersTool 20Reports Explanatory Information     Statewide Internal Audit Quality Assessment Review - Progress Chart September 2009    !'(TU^_hijpq  ) * 3 4 = > ? 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